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SUSEE Streams POC

About

This repository provides a static library for the ESP32-C3 platform, called the Streams POC Library, which can be used to encrypt and sign Sensor messages using IOTA Streams.

Additionally, five test command line interface (CLI) applications and a SUSEE Node docker compose setup are provided to run the needed backend services and to develop, test and evaluate the contained source code.

All contained applications and libraries use the IOTA Stardust protocol.

The code in this repository has ben developed during the SUSEE project to evaluate the needed IOTA Streams functionality.

Here is an overview of the SW components that are used in the SUSEE project;

SUSEE Components Overview


For more details regarding the general workflows, actors, roles and technical components of the SUSEE project please see below in the Workflow Model section.

Following applications and libraries are contained in this repository:

  • IOTA Bridge
    • Needed by all Sensor applications to access the IOTA Tangle
      • Provides an http rest api used by the Sensor applications to access the tangle
      • Attaches the Streams packages received from the Sensor applications to the tangle
    • Forwards remote control commands from the Management Console to the Sensor applications
    • Forwards command confirmations from Sensor applications to the Management Console
  • x86/PC Sensor
    • Sensor application for the x86/PC platform
    • Imitates a Sensor application on x86/PC
    • Can be used to test SUSEE Streams POC code without ESP32-C3 devices
  • streams-poc-lib
    • Provides C bindings to build a Sensor application on the ESP32-C3 platform with C
    • Can be used with Espressifs ESP-IDF build process for ESP32-C3 devices
    • Includes a test application written in C to test the library functionality using a WIFI socket instead of a LoRaWAN connection
  • AppServer Connector Mockup Tool
    • Acts as Application Server Connector for the streams-poc-lib test application
    • Receives & sends binary packages from/to the streams-poc-lib test application via a socket connection and transmits these packages to the IOTA Bridge via its lorawan-rest API functions.
  • Management Console
    • Admin-Tool to process workflows needed for Initialization of the Sensor and the monitoring of Sensor Processing
    • Manages the Add/Remove Subscriber workflows
    • Manages multiple channels resp. Sensors using a local SQLite3 database
    • Provides a Message Explorer to explore the Sensor messages
  • ESP32 Sensor
    • Historical application project that is now deprecated
    • Has been used to imitate processes running in the Sensor on the ESP32-C3 platform before the streams-poc-lib existed
    • Can still be used to compile ESP-IDF code using the RUST cargo build toolchain but can't be flashed and run anymore
Why is IOTA Streams used?

IOTA Streams is a library that has been developed by the IOTA Foundation to ease decentralized access control for data streams that are communicated via public permissionless distributed ledgers.

IOTA Streams provides the following features:

  • Structuring of message streams using Streams Channels and Message Branches
  • Secure private encrypted data transmissions
  • Automatic secure authentication of participants through asymmetric cryptography (private & public key pair)
  • Simple signing of messages by participants
  • Can be used with any transport media
  • Navigation within the message lists (a.k.a. Message Branches)
  • Access control via write and read rights of participants
"Proof of Inclusion" or why is IOTA Distributed Ledger used?

Sending Sensor messages via the IOTA Distributed Ledger (DL) allows to prove the authenticity and broadcasting time of the messages using a Proof of Inclusion (PoI).

Generally spoken, a PoI allows to prove that a block (containing the Sensor message as payload) has been referenced by a milestone even when the block data have already been pruned from the IOTA Nodes of the IOTA DL.

To allow this, a PoI contains a proof of membership of the Merkle Tree that has been build for the IOTA DL for the specific milestone.

The PoI must be stored together with the block data in your own data backend. This way the PoI and block data can be validated later on using an IOTA Node instance that runs the INX Proof of Inclusion plugin.

The SUSEE Node, contained in this repository, provides an INX Proof of Inclusion plugin and stores the block data together with their PoIs.

How is IOTA Streams used?

The Streams Channel used for the SUSEE project generally can be described as follows:

  • One single branch per Sensor
  • The Sensor will be a subscriber and will be the only publishing actor in the single branch
  • The energy provider will be the author of the Streams Channel
  • Additional stakeholders (e.g. home owner) could be added as reading subscribers to the single branch
  • Handshake:
    • The Sensor Initialization (initial handshake consisting of announcement/subscription/keyload) between Sensor and the channel author will be done before a Sensor is installed in a home, which means for the initial handshake the limitations of LoRaWAN don't apply
    • If anything changes in the single branch channel setup, e.g. the addition of a new reading subscriber, the Sensor will have to be able to receive new keyload information downstream via LoRaWAN

Build Prerequisites

For x86/PC

To build the applications for x86/PC platforms, you need the following:

After having installed Rust, it's a good idea to update Rust to the latest stable version:

rustup update stable

To build the SUSEE Streams POC applications you need to install the rust nightly toolchain and set the nightly toolchain to be the default toolchain:

rustup toolchain install nightly
rustup default nightly

For ESP32

Please follow the steps described in the ESP32 specific application projects:

For Docker

Please follow the official docker install instructions.

Build

For x86/PC

Build as usual using build or run with or without --release.

In the workspace root folder:

cargo build

Every application has its own crate so you might want to build only one application like this:

In the workspace root folder:

cargo build --package management-console  # alternatively 'sensor' or "iota-bridge"

All built applications are located in the target/debug or target/release subfolders of the workspace root folder.

The ESP32 Sensor is not build if cargo build is started in the workspace root folder. The next section describes how to build it.

For ESP32

Please follow the steps described in the ESP32 specific application projects:

Docker build

Most applications described here can be run in docker containers that can be build using a Dockerfile and can be run using docker compose. Have a look into the Docker folder README for more details.

IOTA Bridge, Management Console and other services are provided by the SUSEE Node which is needed to run the SUSEE Streams POC Applications. There are several options to set up and deploy a SUSEE Node. Have a look into the SUSEE Node README for more details.

Folders, Libraries and Project Dependencies

Here is a commented folder structure for this repository:

  • app-srv-connector-mock
    Application project for the AppServer Connector Mockup Tool
  • docker
    Resources to run the SUSEE Streams POC Applications with docker compose
  • iota-bridge
    Application project for the IOTA Bridge
  • management-console
    Application project for the Management Console
  • sensor
    Several projects to build Sensor applications:
  • streams-tools
    A shared static library project to facilitate IOTA Streams usage in general
  • susee-node
    Resources to setup SUSEE Nodes
  • susee-tools
    A shared static library project to gather SUSEE specific code
  • test
    Test resources

The static shared libraries and applications contained in this repository build the following dependency structure:

SW Dependencies

CLI API and file persistence

The main parts of the CLI API and most of the application specific details are documented in the application specific README files:

This section documents only those aspects of the SUSEE Streams POC applications that are used in general resp. are shared by several of these applications.

Common CLI options

Using the --help option of all four x86/PC applications will show the app specific help text:

target/release/management-console --help # Use 'sensor', 'app-srv-connector-mock' or "iota-bridge" instead of 'management-console' for the other apps

All four x86/PC applications provide the following options except of --wallet-file. IOTA Bridge and AppServer Connector Mockup Tool are not using --wallet-file as these applications do not need a wallet:

-h, --help
        Print help information

-V, --version
        Print version information

-w, --wallet-file <WALLET_FILE_PATH_AND_NAME>
        Specifies the wallet file to use.
        Set this to path and name of the wallet file.
        If this option is not used:
        * A file 'wallet-{APPLICATION-NAME}.txt' is used if existing
        * If 'wallet-{APPLICATION-NAME}.txt' does not exist:
          A new seed is created and written into a new file
          'wallet-{APPLICATION-NAME}.txt'.

Additionally, IOTA Bridge and Management Console provide an option to control the location of stored data. The default value for the data location is the path ./data/{APPLICATION-NAME}:

-d, --data-dir <DATA_DIR>
        The folder where all data files are stored.
        This also applies for the location of the default wallet file
        (if --wallet-file argument is not used).
        Examples:
            --data-dir="my_data/timestamp"
            --data-dir="/home/admin/a_folder"
         [default: ./data/{APPLICATION-NAME}]

The following section explains which data are stored in this location.

Common file persistence

The Management Console and the Sensor applications use the following files for persistence:

  • Wallet file for the user seed and Initialization Count

    x86/PC
    The applications are using a plain text wallet that stores the automatically generated seed in a text file. If option '--wallet-file' is not used, a default filename 'wallet-{APPLICATION-NAME}.txt' is used. If the file does not exist, a new seed is created and stored in a new wallet file. Otherwise the seed stored in the wallet file is used.

    As the wallet file contains the plain text seed (not encrypted) make absolutely sure to
    DO NOT USE THIS WALLET FOR PRODUCTION PURPOSES
    Instead implement the SimpleWallet trait using a secure wallet library like stronghold.

    The Management Console uses the seed to derive seeds for each managed channel. The channel seed is derived from the main seed, stored in the wallet file, and a seed-derivation-phrase, stored in the local SQLite3 database file.

    Sensor Applications also use the wallet file to store the Initialization Count.

    ESP32
    The text file used for the plain text wallet is stored using VFS and FAT paths. For production purposes the seed needs to be stored in encrypted flash or NVM storage.

  • Streams Client State
    The Streams Client State needs to be stored on the device that uses Streams to encrypt/decrypt and sign Sensor messages. It is updated after each send message and every time a command is received from the IOTA Bridge.

    x86/PC
    On application start the current Streams Client State is loaded from a file named 'client-state-{APPLICATION-NAME}.bin'. On application exit the current Streams Client State is written into this file.

    The Management Console stores the Streams Client States of all managed channels in the local SQLite3 database file.

    ESP32
    The Streams POC Library offers two options to store the latest Streams Client State that are documented in the C interface header file streams_poc_lib.h for the StreamsClientDataStorageType:

    • CLIENT_DATA_STORAGE_VFS_FAT:
      The Streams POC Library reads and persists its Streams Client State like the wallet text file in a VFS-FAT partition located in the SPI flash memory of the ESP32 device. There are several options how the VFS-FAT partition is mounted which are documented for the VfsFatManagement type in the streams_poc_lib.h file.
    • CLIENT_DATA_STORAGE_CALL_BACK:
      The Sensor Application provides the latest Streams Client State data via an initial buffer and receives updated states via a callback function. This way the Sensor Application is responsible to store the Streams Client State and fully controls how it's done.

IOTA Bridge
The IOTA Bridge stores a map of LoraWAN DevEUIs and Streams Channel IDs in a local SQLite3 database "iota-bridge.sqlite3". More details can be found in the Compressed Streams Messages section.

Reliable SUSEE-Node backend

To run the SUSEE Streams POC Applications a SUSEE Node needs to be run.

Until the Stardust version of the IOTA protocol has been released in the IOTA mainnet, the SUSEE Streams POC Applications could be used without any self deployed server infrastructure.

Since the Stardust update on the 4th of October 2023 a self hosted indexing service is needed to allow the retrieval of the IOTA Streams messages.

The provided solution, integrated in the SUSEE Node, is based on the INX Collector by Teleconsys and also acts as a Selective Permanode. A Selective Permanode would have been needed before the Stardust protocol update anyway, because data blocks resp. messages have always been pruned after some time from the IOTA Nodes. A Selective Permanode filters SUSEE specific blocks out of the IOTA Tangle and stores these blocks in a distributed self owned database (cloud or onpremise).

If usual appliances (cloud hosted or onpremise, VPS or physical) are used to host the SUSEE Node, it is recommended to have redundant services because these appliances can have downtimes of several minutes per week. The SUSEE Node therefore provides a very simple primary, secondary redundancy with failover to achieve higher availability.

More Details about the SUSEE Node contained in this repository can be found in the SUSEE Node README.

Test

Automatic tests and examples for manually performed workflows are described in the README of the test folder. You can also use the provided docker images to run tests.

Restrictions of the provided tests

A LoRaWAN communication infrastructure for test purposes is often not available. Therefore the current POC Sensor applications (x86/PC Sensor and the streams-poc-lib test application) are using WiFi to connect to the IOTA Bridge or the AppServer Connector Mockup Tool. This implies that the provided test applications cannot simulate a real world system due to the different communication channel behaviors.

Regarding Sensor Initialization:
  • As described below the Sensor connection speed for the Sensor Initialization can be assumed as "normal online connection". A WiFi connection therefore provides typical communication channel behavior and the tests should be close to real world usage.
  • A WiFi connection is similar to a wired SLIP (Serial Line Internet Protocol) connection that might be used for automated hardware tests.
Regarding Sensor Processing:

The LoRaWan connection used in a real world scenario is different from the WiFi connection used for the POC tests:

  • LoRaWan is much slower resp. the package transfer time can be of seconds magnitude.
  • Large packages will be split and automatically rejoined by the SUSEE LoRaWAN communication software stack. Although this allows larger packet sizes than using plain LoRaWAN connections, the payload size should be as low as possible.
    As a rule of thumb:
    • Smaller than 512 bytes
    • Better are packages smaller than 256 bytes
    • Ideally smaller than 128 bytes
  • The LoRaWAN Duty Cycle is restricted to allow public and permissionless usage of the used radio channels. The Fair Use Policy of The Things Network provides a simplified rule to well behave as a a user of these radio channels:
    • Uplink Airtime is limited to 30 seconds per day (24 hours) per Sensor
    • Downlink messages are limited to 10 messages per day (24 hours) per Sensor.
  • streams-poc-lib test application:
    The slower connection speed is handled by the LoRaWAN network, so that the payload data can be assumed to be available at the LoRaWAN Application Server in one binary package (BLOB) at an unknown time in the future.
    As long as the time span between the Sensor Send Process and the finished LoRaWAN Application Server Receive Process are not relevant for the overall information process, the poorer LoRaWAN communication speed has no impact on the IOTA Bridge and Management Console, and on the streams-poc-lib functionality.

Workflow Model

In the SUSEE project the Sensor lifecycle consists of the following workflows:

In the next sections these workflows, the roles of the participating actors and the software used to fulfill the associated activities are described in more detail. As this README focuses on the technical implementation using the IOTA Streams library, only those aspects that have an impact on the way IOTA Streams is used are described.

Actors

  • End Customer
    Energy consumer that can also be an energy producer (a.k.a. Prosumer). Has a contract with an energy provider or metering point operator. Usually the Sensor (a.k.a. smart meter) is located at the facility (house, company site, ...) of the End Customer.
  • Energy provider or metering point operator
    The company that runs the smart meter at the facility of the End Customer and is responsible that the metering complies to all regulatory standards.
  • Sensor Manufacturer
    Produces the Sensor hardware.

Roles

Here are the roles of the SUSEE Workflows that are impacted by IOTA Streams:

  • Sensor
    • Sends meter data messages as encrypted IOTA Streams packages via LoRaWAN
    • Is the only participant in an IOTA Streams Channel that sends meter data, so it uses a communication channel that is dedicated to it
    • Stores the identity of the End Customer
    • Allows the End Customer to directly manage the participation in the data transfer (e.g. to activate or cancel the participation)
    • Sends and receives control data (Commands and Confirmations) to participate in the management of the used IOTA Streams Channel (these control data are not transfered via the IOTA Streams Channel)
  • Read Only Participant
    Can read meter data messages from a Sensor specific IOTA Streams Channel (this could be for example the End Customer where the Sensor is installed)
  • Admin
    • Administrates the IOTA Streams Channel for each Sensor
    • Inserts or removes Sensors from the administrative system and creates dedicated IOTA Streams Channels for them
    • Inserts or removes Read Only Participants to/from the Sensor dedicated IOTA Streams Channel

Technical Components

The following technical components are needed for the SUSEE system to implement the workflows:

  • Sensor
    • Behaves as been described for the Sensor role (see above)
    • Runs on an embedded MCU which can be the smart meter device itself, or a closely connected extension unit (e.g. the SUSEE Module)
  • Management Console
    • Application used by the Admin role, providing all needed functionality (described for the Admin role) to manage the IOTA Streams Channels of all Sensors of an Energy provider or metering point operator
    • Runs at the Energy provider or metering point operator
  • LoRaWAN Application Server
    • Handles the LoRaWAN application layer payloads from and to the Sensor
    • Provides data received via LoRaWAN from a Sensor
    • Sends data to a Sensor via LoRaWAN
    • Part of the LoRaWAN infrastructure that is run by the Energy provider or metering point operator
    • End point of the LoRaWAN network infrastructure from application layer perspective resp. IOTA Streams usage perspective
  • IOTA Bridge
    • Receives encrypted Streams packages and sends them into the IOTA Tangle
    • Receives Tangle messages from the IOTA Tangle and sends them to the Sensor
    • Transfers control data between the Sensor and the Management-Console
    • When used for Sensor Processing:
      • Closely connected to the Application Server Connector (same device or intranet or at least a very fast connection to it)
      • Receives meter data messages as encrypted IOTA Streams packages from the Sensor via the LoRaWAN Application Server and the Application Server Connector and sends IOTA Tangle messages in the opposite direction vice versa
      • Transfers control data in the same way as IOTA Streams packages and IOTA Tangle messages are transferred
      • Offers a REST API for the Application Server Connector to manage the IOTA Streams package and IOTA Tangle message transfer
    • When used for Sensor Initialization:
      • Runs at the actor which is responsible for the Sensor Initialization (energy provider, metering point operator, Sensor producer, ...)
      • Offers a REST API to receive IOTA Streams packages and send IOTA Tangle messages directly from resp. to the Sensor
      • Offers a REST API to transfer control data directly from resp. to the Sensor and the Management Console
  • Application Server Connector
    • A service connecting the LoRaWAN Application Server and the IOTA Bridge
    • Only used for the Sensor Processing workflow
    • Closely connected to the LoRaWAN Application Server (same device or intranet or at least a very fast connection to it)
    • Receives LoRaWAN payloads from the LoRaWAN Application Server (e.g. via MQTT) and provides the data to the IOTA Bridge using the REST API provided by the IOTA Bridge for this purpose
    • Sends LoRaWAN payloads to the LoRaWAN Application Server (e.g. via MQTT) that it has received by the IOTA Bridge
    • For practical reasons, it makes sense that the Application Server Connector is developed, deployed and maintained by the Energy provider or Metering point Operator
  • IOTA Tangle
    • A distributed ledger consisting of a Directed Acyclic Graph (DAG) of messages (a.k.a. blocks) that can bee accessed via IOTA Nodes

This code repository provides console applications for several of the components listed above (Sensor, Management Console and IOTA Bridge) to evaluate the needed functionality in terms of technical feasibility. Additionally, the AppServer Connector Mockup Tool is provided to act as an Application Server Connector for Streams POC Library tests.

Due to different target platforms and online access the roles resp. applications underlay the following restrictions:

  • Sensor
    • Connectivity
      • Initialization: Wifi or wired using peripherals (e.g. usb).
      • Sensor Processing: Wireless via LoRaWAN.
      • Add/Remove Subscriber: Wireless via LoRaWAN.
      • Sensor Reinitialization: Wifi or wired using peripherals (e.g. usb), eventually LoRaWAN .
    • Platform: Embedded low cost MCU.
      • Low processing capabilities.
        Due to the low processing capabilities the Sensor does not send the streams packages to the tangle directly but sends the packages to the IOTA Bridge. This way it does not need to process the adaptive POW.
        Streams packages coming from the tangle are also received via the IOTA Bridge.
        This applies to all workflows (Initialization, Sensor Processing, Add/Remove Subscriber, Sensor Reinitialization) and for incoming and outgoing packages.
  • Management Console
    • Connectivity:
      Fast (typical office online access).
    • Platform: X86/PC, standard PC hardware.
    • No hardware or performance restrictions for all workflows.
  • IOTA Bridge
    • Connectivity:
      • For connections to the Application Server Connector and Management Console:
        Fast (at least typical office online access).
      • For connections to the Sensor:
        For Sensor Processing and Add/Remove Subscriber workflows, the IOTA Bridge and the Sensor communicate via the LoRaWAN Application Server and the Application Server Connector. Therefore the LoRaWAN restrictions regarding payload size, message count and message delays apply here.
        As the communication with the Application Server Connector is fast, the time needed to transfer request- and response-packages is normal. Long lasting connections can be a problem for web servers in general, as the server needs to handle each request in a dedicated thread (e.g. GPRS mobile clients). Due to the fast connection to the Application Server Connector no measures have to be taken to handle slow clients (e.g. no nginx proxy needed). For the IOTA Bridge the connection timespan is mainly impacted by the communication with the IOTA Tangle. During the Initialization workflow a fast Wifi or wired connection is given.
    • Platform: X86/PC, standard server or edge computing hardware depending on the chosen topology.
    • In the current POC implementation the IOTA Bridge forwards remote control data (Commands and Confirmations) from the Sensor to the remote control (x86/PC Sensor or Management Console). In a later production system for the Sensor Processing workflow this service will probably be implemented as an independent service while for the Initialization workflow an integration of Tangle- and Command-Communication can be of advantage.

Workflows

Following workflows will exist for each IOTA Streams channel. Every Sensor uses its own exclusive channel:

Initialization

The Sensor Initialization is the initial handshake between Management Console and Sensor. It will be done before a Sensor is installed in an End Customers facility and is controlled by the Admin role.

Regarding the IOTA Streams Channel that is used to manage the communication between all communication participants, the following Streams specific actions have to be performed:

Module Streams Action Result
Management Console Create a new IOTA Streams Channel Announcement Link
Sensor Subscribe to the channel using the Announcement Link Subscription Link, Public Key
Management Console Add the Sensor to the channel using its Subscription Link and Public Key Keyload Message
Sensor Register the Keyload Message which specifies all participants of the channel -

Dataflow of the Initialization Workflow:

Sensor Initialization Workflow

Although in the above diagram the IOTA Bridge and Management Console are used on the same system, both components could be connected using the internet. For example, the IOTA Bridge could be located at the Sensor Manufacturer and the Management Console could be located and controlled by the Energy provider or metering point operator.

Sensor Processing

Meter data are send by the Sensor to the IOTA Tangle. The Sensor is typically located at the End Customer.

The meter data messages are created and encrypted into IOTA Streams packages by the Sensor. The encrypted packages are send via LoRaWAN to the LoRaWAN Application Server. An Application Server Connector receives the packages from the LoRaWAN Application Server e.g. using MQTT. The Application Server Connector transfers the packages to the IOTA Bridge using its lorawan-rest API endpoints.

The Application Server Connector and Application Server Connector are controlled by the Energy provider or metering point operator.

Dataflow of the Sensor Processing Workflow:

Sensor Processing Workflow

To allow the Reinitialization and Add/Remove Subscriber workflows the SUSEE application protocoll needs to provide the ability to switch between Sensor Processing, Add/Remove Subscriber and Sensor Reinitialization workflows on demand. The dynamic switch from Sensor Processing workflow to Reinitialization or Add/Remove Subscriber workflow is currently not implemented.

Add/Remove Subscriber

Participants of the Sensors IOTA Streams Channel are added or removed by the Admin. For this purpose a new Keyload Message message is send from the Management-Console to the Sensor.

Contrary to the Initialization workflow, here LoRaWAN is also used for a back channel from the LoRaWAN Application Server to the Sensor.

The dataflow matches the dataflow of the Sensor Processing workflow.

This workflow is currently not implemented.

Sensor Reinitialization

When an already used Sensor hardware shall be reused for a different End Customer (e.g. in the same building where the Sensor is already installed), the best data privacy can be achieved by using different IOTA Streams Channels for the old and the new End Customer.

During a Sensor Reinitialization, the Streams Channel of an already initialized Sensor is replaced by a new one, while the Sensors DevEUI is maintained.

Due to the use of Compressed Messages between Sensor and IOTA Bridge, the initialization-count must be incremented during a Sensor Reinitialization.

Otherwise, an IOTA Bridge, having cached an outdated IOTA Streams Channel-id, would have no possibility to detect that a new Streams Channel is used. This would result in the IOTA Bridge using a wrong Streams Channel-id for the Sensor in case compressed messages are used.

After a Sensor Reinitialization all evtl. needed Read Only Participants have to subscribe to the new channel again:

  • In case all channel participants shall have no access to Sensor messages of the old Sensor (pre reinitialization messages) participants must be subscribed with new identities (key pairs).
  • In case a participant needs access to old and new messages (e.g. Admin role) an already existing identity must be reused.

Currently, it is not clear if LoRaWAN can be used for Sensor Reinitialization.

More details regarding Sensor Reinitialization can be found here:

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